AI OrgReview: The Potential Impact of GenAI on…
Articles, research and insights.
Article - 8 minutes read
Surge in sanctions increases need for compliance services
During President Trump’s administration, the US has seen a surge of sanctions against various nations, entities and individuals.
Article - 5 minutes read
Economic Capital in the light of Basel II 2nd pillar requirements
Established by the Bank for International Settlement through the Basel committee on banking supervision, Basel II 2nd Pillar directives on Supervisory Review were designed primarily to make sure that banks estimate their equity needs as accurately as possible, taking into account their risk profile.
Article - 3 minutes read
VIRTUAL BANKING - OVERVIEW OF THE CURRENT LANDSCAPE
HKMA has issued a revised guideline in February 2018 on Authorization of Virtual Banks, setting out principles that the HKMA will consider when authorizing virtual banks to conduct business in Hong Kong.
Article - 7 minutes read
OCC Guidance on Third Party Risk Management Practices
In June, the OCC updated their guidance on third party risk management to address the growing number of bank-fintech relationships.
Article - 5 minutes read
When FINRA asks to speak to your Supervisor…
FINRA requires all broker-dealers to have a supervisory framework in place that is “reasonably designed” to comply with applicable rules and regulations.
Article - 5 minutes read
REG W(hat)?
Over a decade ago, the Federal Reserve Board (FRB) adopted and implemented Regulation W (Reg W). Since then, much has changed in the Banking world, and for many institutions, and even the Regulators, Reg W took a back seat to newer, more pressing regulations.