Agentforce, the GenAI Agent by Salesforce
Articles, research and insights.
Article - 6 minutes read
Hong Kong SFC Tightens Virtual Asset Regulations
Following the Securities and Futures Commission’s introduction of virtual asset exchanges regulatory regime in November 2019, the FSTB has recently issued a consultation proposing a new licensing regime for VA exchanges under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance.
Article - 10 minutes read
Broker-Dealer Regulatory Briefing Q3 2020
Despite the COVID-19 pandemic disturbing many normal processes in 2020, regulators have adapted and continued their enforcement activity throughout the year. In this article, we’ve covered key SEC and FINRA enforcement trends observed in the third quarter of the year.
Article - 9 minutes read
Data Governance: Maximizing the Value of Data
Investing for the Future
Article - 15 minutes read
Does Your Broker-Dealer Have an Adequate Supervisory System in Place?
Broker-Dealer Supervision Guide
Article - 7 minutes read
Covid-19 Has Not Stopped Regulators Progressing on Data Privacy Laws
This article covers the key latest data privacy regulations for China, Hong Kong, Japan, South Korea and Singapore in 2020.
Article - 1 minute read
Key capabilities and credentials in Data privacy
This infographic presents the current trends in the landscape, as well as a risk-based approach to data privacy in businesses and our approach to managing data privacy.