Publications

Article 07 Dec 2020 - 10 minutes read

Broker-Dealer Regulatory Briefing Q3 2020

Despite the COVID-19 pandemic disturbing many normal processes in 2020, regulators have adapted and continued their enforcement activity throughout the year. In this article, we’ve covered key SEC and FINRA enforcement trends observed in the third quarter of the year.

Article 07 Dec 2020 - 6 minutes read

Wealth Management: Offerings for Sustained Growth

How a shift away from the traditional brokerage model will force firms to explore non-traditional products and services.

Event 02 Dec 2020

Sia Partners UK Female Case Workshop

Celebrating the next generation of female leaders

Article 30 Nov 2020 - 3 minutes read

Recognition and Responsibility: Two Ways to Nurture Proximity to Customers

On social media, brands have gone through the lockdown double-bind dilemma: how to nurture proximity while enforcing social distancing? Two key levers emerge from our Belgian study on brands and engagement on social media: responsibility and recognition. Discover the full results.

Research and Report 30 Nov 2020 - 2 minutes read

Strong Resilience of ESG Funds during the COVID crisis

What role did ESG criteria play in the market crisis context of the first half of 2020?

Article 23 Nov 2020 - 8 minutes read

Unlocking Value Through Green and Sustainable Instruments

Existing tools that accelerate progress towards the United Nations’ 2030 Sustainable Development Goals